Disclosure Documents
All of the following documents may be downloaded in PDF format:
- How IIROC Protects Investors
- Making a Complaint
- How Can I Get My Money Back?
- Best Execution Policies and Procedures
- Client Account Agreement
- Conflict of Interest Disclosure
- EFT Terms and Conditions
- Insurance Disclosure
- Leverage Disclosure
- Managed Accounts – Fairness of Allocation of Investment Opportunities
- NI 54-101F1 Explanation to Clients
- Privacy Protection and Personal Information Disclosure
- Risk Disclosure Statement for Futures and Options
- Relationship Disclosure
- Treaty Statement Disclosure
- Strip Bonds and Strip Bond Packages Information Statement
Leede Jones Gable Inc. has minority ownership interests in both the Canadian Securities Exchange and the Aequitas NEO Exchange.