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Disclosure Documents

Home > Client Resources > Disclosure Documents

Disclosure Documents

All of the following documents may be downloaded in PDF format:

  • How IIROC Protects Investors
  • Making a Complaint
  • How Can I Get My Money Back?
  • Best Execution Policies and Procedures
  • Client Account Agreement
  • Conflict of Interest Disclosure
  • EFT Terms and Conditions
  • Insurance Disclosure
  • Leverage Disclosure
  • Managed Accounts – Fairness of Allocation of Investment Opportunities
  • NI 54-101F1 Explanation to Clients
  • Privacy Protection and Personal Information Disclosure
  • Risk Disclosure Statement for Futures and Options
  • Relationship Disclosure
  • Treaty Statement Disclosure
  • Strip Bonds and Strip Bond Packages Information Statement

Leede Jones Gable Inc. has minority ownership interests in both the Canadian Securities Exchange and the Aequitas NEO Exchange.

Leede Jones Gable Inc. is licensed as an investment dealer in all provinces and territories in Canada and is regulated by IIROC. We are a member of the Canadian Investor Protection Fund. The contents of our website are not intended, and should not be construed, as a solicitation of customers or business in any jurisdiction in which we are not registered as a dealer in securities.
Copyright © 2021 Leede Jones Gable Inc.
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